Mr. Nick Caporaso

Managing Director | Financial Planner


Preparing for that next step in life isn’t always easy. My combination of experience, professionalism and access to a wide variety of products and services can help you meet your financial goals, estate strategies and insurance needs. Whether your goals include preparing for milestone life events like retirement or college, or whether you’re simply looking for life, disability income or long-term care insurance protection, I promise you a new level of attention, insight and capability. Contact me to discuss your financial future.

Nick graduated with a Bachelors Degree in Finance in 2002 from St. John’s University and began his career in the financial services industry as a stock broker and now, as an Agent, Investment Advisor Representative, Financial Planner, and Financial Advisor for the Mass Mutual Financial Group, Nick holds his FINRA Series 7, 63, 65 equity and advisory licenses and his Health and Life Insurance licenses in NY, NJ. Nick is approved as a registered CPA/CPE Instructor with the AICPA, NYS Board of Accountancy. And he is also approved as a registered CE Instructor in NY for (Life/ Health Continuing Education credits for Financial Professionals) Nick is currently enrolled at the American College in the most challenging and rigorous curriculum in financial studies and is on pace to attaining the financial industry’s highest regarded professional certifications of which are the “Certified Financial PlannerTM”, CFP® and the “Masters of Financial Studies,” MSFS. Nick shares his experiences and knowledge with undergraduates at St. John’s University as a mentor in the alumni “COACH” program, and guides graduates in their transition to their new careers in the financial services industry. Nick’s strong sense of community keeps him actively involved as a financial speaker for Elementary Schools in the Long Island Area. The Queens Medical Society, and provides financial education to medical school graduates whom are completing their residency at various hospitals in the NY area. Nick has been a martial arts student since the age of nine, and loves to travel to his summer home in Italy.

Nick Caporaso LUTCF®, AWMA®, RFC, CFBS is a registered representative of and offers securities, investment advisory, and financial planning services through MML Investors Services, LLC, Member SIPC, 6800 Jericho Turnpike, Suite 202W, Syosset, NY 11791, Tel: (516) 364-4203

MassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies. Agency officers are not officers of MassMutual.

I am licensed to sell Insurance Products in the following jurisdictions:
New Jersey, New York

I am licensed to sell Securities Products in the following jurisdictions:
New York

Nick Caporaso LUTCF®, AWMA®, RFC, CFBS, Syosset, NY

Offices operating under an alternative marketing name may offer products, services, or guidance outside of their relationship with MassMutual, MML Investors Services, or their affiliated companies. Any such offices are not subsidiaries or affiliates of MassMutual or its affiliated companies.